The team, led by veteran advisors Taryn Moll and Peter Henziak, is joining Raymond James’ office in Irvine, Calif.

Merrill Lynch Wealth Management’s D.C. team has moved in with its parent, so to speak.

The U.S. Securities and Exchange Commission said Wednesday Harvest Volatility Management LLC and Merrill Lynch, Pierce, ...

Merrill Lynch B.V. makes available free of charge on its website its Annual and Half-Yearly Financial Reports filed with the AFM as soon as reasonably practicable after Merrill Lynch B.V.

Merrill Lynch and Harvest Volatility Management have agreed to pay a combined $9.3M to settle SEC claims of exceeding client ...

The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.’s Merrill Lynch unit and derivatives ...

The Financial Industry Regulatory Authority issued two separate fines against Merrill Lynch and BofA Securities totaling ...

Merrill Lynch says it stopped steering clients toward Harvest Volatility Management’s options trading strategy and now urges ...

The banking giant has been fined for reporting 65,335 municipal securities transactions that it shouldn't have, violating ...

Broker-dealer Merrill Lynch will pay $3.8 million to resolve the government's allegations that a third-party adviser invested more of its clients' money than they had specified, resulting in higher ...

The wirehouse's latest addition in Manchester, New Hampshire arrives with more than two decades of industry experience.

The U.S. Securities and Exchange Commission (SEC) charged Harvest Volatility Management and Merrill Lynch on Wednesday for ...